Expert Financial Broker
I am a Financial Advisor and Stock Trader with 25 years of experience at top investment firms in the United States. Over the span of my career, I've successfully passed 8 Principal/Supervisory Examinations and obtained 55 State licenses as proof of my professionalism and efficiency in suggesting ulterior investment areas
I have assisted family businesses and individuals achieve their financial objectives through growth strategies, investment advisory and portfolio management. I possess the required plan of action to harness and maximize your return on investments.
My portfolio is well diversified across several industries and I also invest into companies that have consistently increased their dividend yield year on year. Technical analysis and Risk control plays an important role in my strategies. My goal is to beat the SP500 each year and to generate sustainable results.
Years of
Experience
State
Licenses
Examination
Passed
Examinations
States Securities Law Exam
Sep 22, 2005
Series 65 - Uniform Investment Adviser Law Examination
States Securities Law Exam
Feb 4, 1997
Series 63 - Uniform Securities Agent State Law Examination
General Industry/Products Exam
Oct 1, 2018
SIE - Securities Industry Essentials Examination
General Industry/Products Exam
Oct 19, 2010
Series 3 - National Commodity Futures Examination
General Industry/Products Exam
Mar 15, 2008
Series 31 - Futures Managed Funds Examination
General Industry/Products Exam
Aug 23, 1996
Series 7 - General Securities Representative Examination
Principal/Supervisory Exam
Mar 7, 2005
Series 10 - General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
Mar 12, 2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
My Experience
-
Morgan Stanley (CRD# 149777)
2009 - Present
-
Morgan Stanley & Co. Incorporated (CRD# 8209)
2008 - 2009
-
Wachovia Securities LLC (CRD# 19616)
2003 - 2008
-
Prudential Securities Incorporated (CRD# 7471)
2001 - 2003
-
Global Financial Group, Inc. (CRD# 23958)
1999 - 2000
-
First Union Brokerage Services (CRD# 8112)
1997 - 1997
-
Global Financial Group, Inc. (CRD# 23958)
1996 - 1997
What I Do
Digital Asset Trading
Investment Advisory
Stock Brokerage
Assets/Wealth Management
What People Say
Working with Erica has been a game-changer for my investment portfolio. Her personalized approach and deep market insights have helped me achieve returns beyond my expectations. I appreciate her dedication and the time she takes to explain complex concepts in a way that I can easily understand. Highly recommend!"
John Stuart
I was new to investing and quite overwhelmed by the options available. Erica provided me with the guidance and confidence I needed to start my investment journey. Her strategic advice and hands-on support have been invaluable. Thanks to her, I now feel secure about my financial future.
Emily Roland
I've worked with several brokers in the past, but none have offered the level of personalized service that Erica does. Her commitment to understanding my financial goals and risk tolerance has resulted in a customized strategy that truly works for me. Her expertise and responsiveness set her apart from the rest.
